-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZHNi/K7hqff972IgoA1przkd/Jfru9jpp+xZgAeTjfb4mkB5lzsQlKy3xGV4aHV Uuu7aXCWUSlfIwGkB1+jhQ== 0001140361-02-000026.txt : 20020414 0001140361-02-000026.hdr.sgml : 20020414 ACCESSION NUMBER: 0001140361-02-000026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020125 GROUP MEMBERS: ANDREAS LAWSON GROUP MEMBERS: CAROL A. ARMSTRONG GROUP MEMBERS: JAMES DVORAK GROUP MEMBERS: LAURA A. FAGAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL SUGAR CO /NEW/ CENTRAL INDEX KEY: 0000831327 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 740704500 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39663 FILM NUMBER: 02516713 BUSINESS ADDRESS: STREET 1: ONE IMPERIAL SQ STE 200 STREET 2: P O BOX 9 CITY: SUGAR LAND STATE: TX ZIP: 77487 BUSINESS PHONE: 2814919181 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLLY CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL SUGAR CO /TX/ DATE OF NAME CHANGE: 19880606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FAGAN WILLIAM S CENTRAL INDEX KEY: 0001131442 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5201 N OCONNOR BLVD STREET 2: STE 440 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728693430 MAIL ADDRESS: STREET 1: 5201 N OCONNOR BLVD STREET 2: STE 440 CITY: IRVING STATE: TX ZIP: 75039 SC 13G 1 doc1.htm Schedule 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934



Imperial Sugar Company
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
453096208
(CUSIP Number)
December 31, 2001
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ ]  Rule 13d-1(b)
[ X ]  Rule 13d-1(c)
[ ]  Rule 13d-1(d)
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 


SCHEDULE 13G
CUSIP No. 453096208
  1. Names of Reporting Persons.
William S. Fagan
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [  ]       (b)  [  ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With: 		5. Sole Voting Power
344,900
6. Shared Voting Power
None (1)
7. Sole Dispositive Power
344,900
8. Shared Dispositive Power
None (1)
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
344,900
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [  ]
  11. Percent of Class Represented by Amount in Row (9)
3.4%(1)(2)
  12. Type of Reporting Person
IN


(1) The Reporting Persons set forth in this joint filing made pursuant to Rule 13d-1(k)(1) disclaim being part of a group, and the filing of this statement shall not be construed as an admission that such person is, for the purposes of section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement. The Reporting Persons, except for Laura A. Fagan, work for the same employer and have a working relationship with each other, but each Reporting Person makes his or her own investment decisions. While none of the Reporting Persons individually owns more than 5% of the outstanding common stock of the Issuer, they aggregately own 6.6% of the outstanding common stock of the Issuer. Therefore, the Reporting Persons are jointly filing this Schedule 13G should they later be deemed a group.
         
         (2) Percentage calculations are based upon the Issuer having 10,000,000 shares of common stock outstanding as reported in the Issuer's most recent annual report on Form 10-K for the fiscal year ended September 30, 2001.


2


SCHEDULE 13G
CUSIP No. 453096208
  1. Names of Reporting Persons.
Laura A. Fagan
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [  ]       (b)  [  ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With: 		5. Sole Voting Power
294,005
6. Shared Voting Power
None (1)
7. Sole Dispositive Power
294,005
8. Shared Dispositive Power
None (1)
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
294,005
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [  ]
  11. Percent of Class Represented by Amount in Row (9)
2.9%
  12. Type of Reporting Person
IN


(1) The Reporting Persons set forth in this joint filing made pursuant to Rule 13d-1(k)(1) disclaim being part of a group, and the filing of this statement shall not be construed as an admission that such person is, for the purposes of section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement. The Reporting Persons, except for Laura A. Fagan, work for the same employer and have a working relationship with each other, but each Reporting Person makes his or her own investment decisions. While none of the Reporting Persons individually owns more than 5% of the outstanding common stock of the Issuer, they aggregately own 6.6% of the outstanding common stock of the Issuer. Therefore, the Reporting Persons are jointly filing this Schedule 13G should they later be deemed a group.
         
         (2) Percentage calculations are based upon the Issuer having 10,000,000 shares of common stock outstanding as reported in the Issuer's most recent annual report on Form 10-K for the fiscal year ended September 30, 2001.


3


SCHEDULE 13G
CUSIP No. 453096208
  1. Names of Reporting Persons.
Andreas Lawson
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [  ]       (b)  [  ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With: 		5. Sole Voting Power
3,800
6. Shared Voting Power
None (1)
7. Sole Dispositive Power
3,800
8. Shared Dispositive Power
None (1)
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,800
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [  ]
  11. Percent of Class Represented by Amount in Row (9)
0.03%
  12. Type of Reporting Person
IN


(1) The Reporting Persons set forth in this joint filing made pursuant to Rule 13d-1(k)(1) disclaim being part of a group, and the filing of this statement shall not be construed as an admission that such person is, for the purposes of section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement. The Reporting Persons, except for Laura A. Fagan, work for the same employer and have a working relationship with each other, but each Reporting Person makes his or her own investment decisions. While none of the Reporting Persons individually owns more than 5% of the outstanding common stock of the Issuer, they aggregately own 6.6% of the outstanding common stock of the Issuer. Therefore, the Reporting Persons are jointly filing this Schedule 13G should they later be deemed a group.
         
         (2) Percentage calculations are based upon the Issuer having 10,000,000 shares of common stock outstanding as reported in the Issuer's most recent annual report on Form 10-K for the fiscal year ended September 30, 2001.


4


SCHEDULE 13G
CUSIP No. 453096208
  1. Names of Reporting Persons.
Carol A. Armstrong
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [  ]       (b)  [  ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With: 		5. Sole Voting Power
3,000
6. Shared Voting Power
None (1)
7. Sole Dispositive Power
3,000
8. Shared Dispositive Power
None (1)
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,000
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [  ]
  11. Percent of Class Represented by Amount in Row (9)
0.03%
  12. Type of Reporting Person
IN


(1) The Reporting Persons set forth in this joint filing made pursuant to Rule 13d-1(k)(1) disclaim being part of a group, and the filing of this statement shall not be construed as an admission that such person is, for the purposes of section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement. The Reporting Persons, except for Laura A. Fagan, work for the same employer and have a working relationship with each other, but each Reporting Person makes his or her own investment decisions. While none of the Reporting Persons individually owns more than 5% of the outstanding common stock of the Issuer, they aggregately own 6.6% of the outstanding common stock of the Issuer. Therefore, the Reporting Persons are jointly filing this Schedule 13G should they later be deemed a group.
         
         (2) Percentage calculations are based upon the Issuer having 10,000,000 shares of common stock outstanding as reported in the Issuer's most recent annual report on Form 10-K for the fiscal year ended September 30, 2001.


5


SCHEDULE 13G
CUSIP No. 453096208
  1. Names of Reporting Persons.
James Dvorak
I.R.S. Identification Nos. of above persons (entities only).
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [  ]       (b)  [  ]
  3. SEC USE ONLY
  4. Citizenship or Place of Organization
United States of America
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With: 		5. Sole Voting Power
15,100
6. Shared Voting Power
None (1)
7. Sole Dispositive Power
15,100
8. Shared Dispositive Power
None (1)
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
15,100
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [  ]
  11. Percent of Class Represented by Amount in Row (9)
0.15%
  12. Type of Reporting Person
IN


(1) The Reporting Persons set forth in this joint filing made pursuant to Rule 13d-1(k)(1) disclaim being part of a group, and the filing of this statement shall not be construed as an admission that such person is, for the purposes of section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by the statement. The Reporting Persons, except for Laura A. Fagan, work for the same employer and have a working relationship with each other, but each Reporting Person makes his or her own investment decisions. While none of the Reporting Persons individually owns more than 5% of the outstanding common stock of the Issuer, they aggregately own 6.6% of the outstanding common stock of the Issuer. Therefore, the Reporting Persons are jointly filing this Schedule 13G should they later be deemed a group.
         
         (2) Percentage calculations are based upon the Issuer having 10,000,000 shares of common stock outstanding as reported in the Issuer's most recent annual report on Form 10-K for the fiscal year ended September 30, 2001.


6


Item 1.

 

(a)

Name of Issuer

Imperial Sugar Company

 

(b)

Address of Issuer's Principal Executive Offices

One Imperial Square, 8016 Highway 90-A, P.O. Box 9, Sugar Land, Texas 77487-0009


Item 2.

 

(a)

Name of Person Filing

William S. Fagan, Laura A. Fagan, Andreas Lawson, Carol A. Armstrong, James Dvorak

 

(b)

Address of Principal Business Office or, if none, Residence

5201 N. O'Connor Blvd., Suite 440, Irving, Texas 75039

 

(c)

Citizenship

All Reporting Persons are citizens of the United States of America.

 

(d)

Title of Class of Securities

Common Stock, no par value.

 

(e)

CUSIP Number

453096208


Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[  ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[  ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[  ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[  ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).


Item 4.

Ownership.

 

(a)

Amount beneficially owned:

William S. Fagan (344,900 shares); Laura A. Fagan (294,005 shares); Andreas Lawson (3,800 shares); Carol A. Armstrong (3,000 shares); James Dvorak (15,100 shares). (See Footnote 1 above).

 

(b)

Percent of class:

William S. Fagan (3.4%); Laura A. Fagan (2.9%); Andreas Lawson (0.03%); Carol A. Armstrong (0.03%); James Dvorak (0.15%). (See Footnotes 1 and 2 above).

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

William S. Fagan (344,900 shares); Laura A. Fagan (294,005 shares); Andreas Lawson (3,800 shares); Carol A. Armstrong (3,000 shares); James Dvorak (15,100 shares). (See Footnote 1 above)

 

 

(ii)

Shared power to vote or to direct the vote

None. (See Footnote 1 above)

 

 

(iii)

Sole power to dispose or to direct the disposition of

William S. Fagan (344,900 shares); Laura A. Fagan (294,005 shares); Andreas Lawson (3,800 shares); Carol A. Armstrong (3,000 shares); James Dvorak (15,100 shares). (See Footnote 1 above)

 

 

(iv)

Shared power to dispose or to direct the disposition of

None. (See Footnote 1 above)


Item 5.

Ownership of Five Percent or Less of a Class

          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ].


Instruction: Dissolution of a group requires a response to this item.


Item 6.

Ownership of More than Five Percent on Behalf of Another Person

          Not applicable.


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

          Not applicable.


Item 8.

Identification and Classification of Members of the Group

          See Footnote 1 above.


Item 9.

Notice of Dissolution of Group

          Not applicable.


Item 10.

Certification

          By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:  January 23, 2002
  By: /s/ William S. Fagan
      William S. Fagan
  By: /s/ Laura A. Fagan
      Laura A. Fagan
  By: /s/ Andreas Lawson
      Andreas Lawson
  By: /s/ Carol A. Armstrong
      Carol A. Armstrong
  By: /s/ James Dvorak
      James Dvorak
 


9
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